This post is from March 2019. Facts and links may have changed since. See more from that month

Article5 min read

Norms of Responsible Nuclear Stewardship

Quotes of the week:

“Baseball is what we were. Football is what we have become.” — Mary McGrory

“It may be that baseball is, under close analysis, pointless. What seems apparent to me is that close analysis is pointless. The game is there. It is the best game there is. That’s all you need to know.” — Art Hill

How do we transform a dangerous deterrence-based system into a far less dangerous one?

A nuclear deterrence-based system will be with us for a long time — and that’s if we’re successful and lucky. The goal for me is how to create conditions so that a deterrence-based system doesn’t kill us.

How do we create these conditions?

One way is through numbers. Another way is through norms. The best way is by numbers in conjunction with norms.

I’ve written earlier about numbers. There’s certainly value in extending a bilateral numbers-based regime for the two states with the most nuclear arms. Since the United States and Russia exceed China’s nuclear holdings by a very significant margin, predicating an extension of New START to China’s inclusion makes no sense; it’s a thinly disguised way of killing New START’s extension. One of the many reasons to extend New START is the time it will likely take to agree to something better, with broader participation.

Let’s assume, optimistically, that New START is extended. What then? Laying out a new set of very low numbers has been proposed. This is an important heuristic device — it helps point us in the direction of a safer future. But it’s hard to envision how the United States can get from here to minimal deterrence alone, safely, and without freaking out allies absent fundamental change in both domestic political and international conditions. Absent conditions conducive to actual transformation, those seeking minimal deterrence-based force structure will reinforce but not broaden mindsets.

Abolition and the Ban Treaty offer escape from a dangerous deterrence-based system but, alas, the United States, Russia, China and other nuclear-armed states are under the influence of Mars, not Venus. While I support the end state of a Ban Treaty and abolition, this is not the focus of my work. End states will remain distant goals unless we succeed in many battles between then and now.

In my view, the grassroots game only changes the inside game in the United States when the President is willing to override dangerous nuclear orthodoxy. This has happened very rarely, either when external circumstances reinforced domestic insistence (e.g., the ban on atmospheric testing and limits on national ABM deployments) or when external conditions are non-threatening (e.g., reductions in force structure and stockpile under Bush 41, and further reductions in the stockpile under Bush 43). When external conditions appear threatening, top-down decisions to buck nuclear orthodoxy can backfire (Carter) or are easily nullified (Obama).

Alternative theories of change in nuclear orthodoxy are welcome and can be debated on this site.

Another way to change status quo-oriented conditions so as to make deterrence less dangerous is to seek specific modifications in orthodoxy. Remove tactical nukes from Turkey, by all means. Reload the sealed Trident tubes and use this device to begin reducing deployed ICBMs. And please kill the low yield Trident warhead. This idea is the product of deliberation in rooms lacking proper filtration systems. It reminds me of when very smart people like Harold Brown and Bill Perry, operating from a de-oxygenated place of deterrence orthodoxy, tied themselves into knots trying to find a survivable basing mode for the MX missile.

I put No First Use in the category of a specific modification to make deterrence less dangerous. It’s very important. It’s also wonky. Anytime we challenge nuclear orthodoxy, it’s hard to avoid the weeds. My instinct is to try to avoid the weeds as much as we can.

Norms aren’t in the weeds.

I believe we can transform a dangerous deterrence-based system by championing norms that, over time, make nuclear weapons increasingly peripheral and less valuable. Norms that facilitate lower numbers and less exacting readiness standards. Ronald Reagan might phrase this as norms that make nuclear weapons impotent and obsolete.

What norms make nuclear weapons less usable and subject to further reductions?

Above all, the norm of not using nuclear weapons in warfare.

The norm of not threatening to use nuclear weapons in warfare.

The norm of not testing nuclear weapons.

The norm of nonproliferation.

The norm of safety and security for nuclear weapons and bomb-making materials.

The norm of reducing nuclear excess.

These norms can’t stand alone. They would need reinforcement with norms of responsible interstate relations, harkening back to McCloy-Zorin, Nixon-Brezhnev, and the Helsinki Final Act. (More on these in subsequent posts.) My thinking is still fuzzy and needs refinement, but my basic point here is that the nuclear norms we seek won’t be reinforced over time if nuclear-armed states are intent on changing lines on maps by the use of force or subversion.

This is obviously problematic, given Vladimir Putin’s behavior in Ukraine, Georgia and elsewhere, and given China’s muscle flexing toward its eastern neighbors. More such actions could be ruinous to nuclear norm building. Past actions need not be: The United States negotiated with the Soviet Union over the control and reductions of nuclear capabilities while refusing to recognize the Kremlin’s engorgement of the Baltic States and its control over unwilling Eastern European populations. Likewise, the West would not recognize Russia’s annexation of Crimea and can push back against its misbehavior elsewhere while seeking to reduce nuclear dangers.

TO BE CONTINUED

Michael Krepon

Writing on ACW 2009–2022

Michael Krepon is the co-founder of the Stimson Center and the author of Winning and Losing the Nuclear Peace: The Rise, Demise, and Revival of Arms Control. He was given a lifetime achievement award for non-governmental work to reduce nuclear dangers by the Carnegie Endowment for International Peace in 2015. He has worked in the executive and legislative branches of the U.S. Government, and taught as a professor of practice at the University of Virginia.

All posts by Michael Krepon